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Japan Securities Dealers Association I bond sales to new rules introduced to sell minority investor

   

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"I bonds" and has a series of problems in financial instruments called investors complain of damage. For this reason Japan Securities Dealers Association, I consolidated set new rules ordered up 500 million yen payment for securities companies to sell the bonds per month are obliged to provide information to a safety audit and investor relations, violation of policy.

I

minority investors to sell securities was punished, such as business improvement order from the financial services agency, and a series of problems, such as lawsuit seeking damages for investors, called the claim bonds over the placement of production company went bankrupt and has up to 13 companies, and this just in.

because of this, according to the official, Japan Securities Dealers Association, consolidated Member securities companies, the new rules establish policy.
specifically, I sold the pre-screening of securities companies to sell the bonds, the issuer's financial condition and product safety continue to review at least once a year to provide information to investors require. Impose penalties, such as ordering up 500 million yen penalty payments in violation of
and it has.

on the other hand, my body to issue bonds has it and this rule does not apply in the case of listed companies, banks and insurance companies,. It is introducing
Japan Securities Dealers Association for this rule next week after widespread opinions solicited, in April next year.

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Japan Securities Dealers Association I bond sales to new rules introduced to sell minority investor
少数の投資家に販売する「私募債」と呼ばれる金融商品では、投資家が被害を訴えるトラブルが相次いでいます。このため「日本証券業協会」は、私募債を販売する証券会社に対し、安全性の審査や投資家への情報提供を義務づけ、違反した場合には最大5億円の支払いを命じる新たなルールを設ける方針を固めました。

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