SBI証券 IPO銘柄で不適切な注文受託か 監視委が金融庁に勧告へ
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企業が新たに株式を上場するIPO＝新規株式公開をめぐり、ネット証券最大手のSBI証券が上場後の「初値」をつり上げるための注文と知りながら買い注文を受け付けていたとして、証券取引等監視委員会が、行政処分を行うよう金融庁に勧告する方向で調整していることが関係者への取材でわかりました。SBI証券側は、不適切な注文との認識を否定しているものとみられます。
in English
It has been revealed through interviews with relevant parties that the Securities and Exchange Surveillance Commission is in the process of coordinating with the Financial Services Agency to recommend administrative action against SBI Securities for accepting buy orders while knowing about orders to artificially raise the "opening price" after the initial public offering (IPO) of a company's new stock listing. It is believed that SBI Securities denies the recognition of inappropriate orders.
in Germany
In Germany, it has been revealed through interviews with those involved that the Securities and Exchange Surveillance Commission is adjusting to recommend the Financial Services Agency to take administrative action against SBI Securities for accepting buy orders while aware of the intention to manipulate the "first price" after listing for an initial public offering (IPO) of a company's new shares, despite knowing the intention to inflate the "first price" after listing. It is believed that SBI Securities denies the recognition of inappropriate orders.
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